Knowledge Search

AIMA request for amendments to SYSC 19G and MIFIDPRU 7 to align solo regulated firms’ malus and claw back requirements with banks and dual regulated firms

AIMA responds to HMT and FCA Review of Senior Managers and Certification Regime

AIMA response to FCA and PRA discussion paper on the UK’s Review of the Senior Managers and Certification Regime

AIMA response to HM Treasury Call for Evidence on the Senior Managers and Certification Regime

EBA publishes guidelines for remuneration-related data collections from investment firms

ESMA publishes Guidelines on MiFID II remuneration

EBA consults on outstanding IFD remuneration mandates

EBA publishes final guidelines on sound remuneration policies and internal governance under IFD