Knowledge Search

The UK FCA has dropped its 'Name and Shame' proposal following extensive engagement with industry stakeholders, including AIMA.

CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation

Private markets to be front and centre of the UK FCA’s asset management work

IOSCO review of authorities’ surveillance capabilities

AIMA response to FCA Consultation Paper CP24/2, Part 2: Greater transparency of our enforcement investigations

FCA’s revised ‘Name and Shame’ rules still threaten firms and UK’s global competitiveness

ESMA consults on amendments to MAR and MiFID II

FCA publishes Market Watch 81