Knowledge Search

FCA confirms it will not go ahead with the "name and shame" proposal in its finalised enforcement guidance

AIMA files amicus brief in SEC v. Panuwat

CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation

FCA pic.jpg 4

The UK FCA has dropped its 'Name and Shame' proposal following extensive engagement with industry stakeholders, including AIMA.

CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation

FCA pic.jpg 4

Private markets to be front and centre of the UK FCA’s asset management work

IOSCO review of authorities’ surveillance capabilities

AIMA response to FCA Consultation Paper CP24/2, Part 2: Greater transparency of our enforcement investigations