Knowledge Search

Oral argument held in AIMA challenge to SEC Dealer Rule

Global standard setter IOSCO publishes new consultations on liquidity risk management for collective investment schemes

European T+1 Industry Task Force publishes Roadmap for Adoption of T+1 in EU securities markets

High-Level Roadmap for Adoption of T+1 in EU Securities Markets

ESMA provides update on selection of Consolidated Tape Providers

AIMA publishes summary of new SEC reporting requirements for form N-PORT and form N-CEN for mutual funds and new guidance on liquidity risk management programs.

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework