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FCA consults on operational incident and third-party reporting

ESMA publishes fourth package of MiFIR Level 2 consultations

SEC Publishes Initial FAQs on Form PF

AIMA publishes summary of new SEC reporting requirements for form N-PORT and form N-CEN for mutual funds and new guidance on liquidity risk management programs.

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework

AIMA responds to ESMA consultation on amendments to RTS2 on Non-Equity Transparency

AIMA response – ESMA consultation on amendments to RTS 2 on Non-Equity Transparency