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U.S. Financial Crimes Enforcement Network sets out penalties for deliberate late filing and other non-compliance with the Beneficial Ownership Information register

SEC Risk Alert on Marketing Rule Compliance

AIMA Webinar Replay: Internal rate of return calculation and the marketing rule: what managers need to know

AIMA response to the CSA proposals for investment funds seeking to invest in digital assets

QPAM Amendments Finalized

AIMA response to FinCEN's proposal to extend Bank Secrecy Act requirements to investment advisers

AIMA responds to FinCEN's proposal to extend Bank Secrecy Act requirements to investment advisers

ACC Comment Letter to NAIC on Oliver Wyman ABS Residual Analysis