AIMA invites you to this fund manager briefing on Tuesday 19 November, 2024.                  

A refresher on the Hong Kong market misconduct regime and practical tips on managing risks related to handling MNPI. The speakers will provide an overview of the market misconduct regime in Hong Kong, the regulator's expectations, and practical ways of navigating and meeting those expectations.  

The briefing will also include a round-up of recent enforcement cases and the SFC's consultation on market soundings.

AIMA Host:

• Michael Bugel, Managing Director, Co-Head of APAC, AIMA

Speakers:

• Derek McGibney, Managing Director, Cognitive GRC
• Hannah Cassidy, Partner and Head of Financial Services Regulatory, Asia, Herbert Smith Freehills
• Simone Hui, Of Counsel, Herbert Smith Freehills

Please note that there may be limits on attendees per firm. This session is open to fund managers and allocators only.

Sponsored by: