AIMA Webinar Replay - AIMA Canada Wealth Advisor Summit: Due Diligence and KYP/KYC in Public and Private Alternatives

Published: 04 November 2024

 

Recorded on Oct 31, 2024

AIMA Canada’s Wealth Advisor Summit is a 4-part virtual series to highlight the case for alternatives given the current market backdrop, dive deep into hedge funds, liquid alts and private credit and discuss key due diligence considerations for alternative products.

Topics to be discussed in this session are:

  • Initial and ongoing due diligence: questions advisors should ask managers
  • Manager and strategy selection given client objectives and constraints
  • Portfolio placement considerations in asset allocation          
  • Documentation for KYC/KYP alignment given CFR and CRM2

Moderator:

Max Kimpton

Senior Specialist, Operational Risk Management, Innocap

Speakers:

Arthur Diochon

Director, Head of Alternatives Research, BMO Private Wealth

Brian Wong

Vice President, Investment Product Research, Morgan Stanley Wealth Management Canada