AIMA Fund Manager Briefing: The Importance of Due Diligence in Investment Decisions

UK In-person

Please join AIMA & Bovill Newgate for an insightful roundtable discussion where we delve into the critical importance of conducting thorough due diligence in investment decisions. This session will explore real-world examples of how the failure to perform proper due diligence has led to significant financial losses, regulatory repercussions, and reputational damage for asset management firms. 

Our panel of regulatory experts will share their insights on the common pitfalls and oversights that can occur during the due diligence process and the consequences of breaching the FCA’s Principle 11.

Key regulatory takeaways:

  • Practical advice on managing conflicts and enhancing governance structures to ensure compliance and mitigate risks.
  • Understanding the role of risk management and compliance in the due diligence process and the consequences of breaching regulatory principles.
  • Strategies to stay aligned with FCA regulations and other compliance benchmarks.

Speakers:

  • Ed O’Bree, Partner in Regulatory and Compliance, Bovill Newgate
  • Abi Reilly, Practice Lead in Regulatory and Compliance, Bovill Newgate
  • Rebecca Thorpe, Chief Executive in Regulatory and Compliance, Bovill Newgate

*This briefing is open to fund managers only, please email [email protected] for an invite code* 

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