Hong Kong Fund Manager Briefing: SFC Inspections – What to Expect and Recent Trends

Hong Kong Other Markets Regulation In-person

AIMA invites you to join our Fund Manager Briefing on Tuesday 28 November, 2023.   

Routine and thematic inspections continue to be a key tool by which the SFC assesses and monitors licensed firms. As the regulations evolve, we see inspection focus topics shifting over time. 

This session will include the following: 

  1. How to prepare for an inspection
  2. What to expect
  3. Recent trends and themes        


  • Clarissa Lam, Head of Hong Kong, Bovill
  • Joanne Hui, Principal Consultant, Bovill      


  • Michael Bugel, Managing Director, Co-head of APAC, AIMA   

Sponsored by: