Canadian dealer Q&A: Product approvals, KYP due diligence, risk ratings, allocation limits and more

Canada Virtual event

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Hear directly from the dealer channel on the latest related to fund approvals, platform access and initial/ongoing fund due diligence for public and private alternative funds. Key topics will include:

  • Trends in alternative fund flows 
  • New fund approval process for platform access 
  • Expectations for initial/ongoing due diligence materials 
  • Alternative allocation limits
  • Trends in SMA/UMA platforms
  • Risk rating process for alternative funds 
  • Recommended list status for alternative funds 
  • Internal proficiency requirements re: alternative funds? 
  • Advice for managers to best engage


  • Andrew Pennington, Product Specialist, Portfolio Solutions, Canaccord Genuity Wealth Management Canada (CGWM)


  • Alexandra Israfilova, Program Associate, Americas, AIMA