APAC Webinar: Wholesale AFSL Obligations Refresher
AIMA APAC is pleased to invite you to a webinar on 27 February 2025.
Calling all whole AFSL holders and licensees – when did you last really look at your obligations?
In light of ASIC's intention to engage more actively with wholesale managers, we have decided to hold a webinar to provide a timely and valuable refresher on your AFSL obligations.
We will cover the key responsibilities and requirements for wholesale AFSL holders. We will also delve into general conduct obligations, offering practical tips to help you avoid any claims of false or misleading conduct.
Additionally, we will be providing an update on recent regulatory changes that have a direct impact on wholesale managers.
This is a fantastic opportunity to enhance your knowledge and stay up-to-date with the ever-evolving financial services landscape.
Speakers:
- Michael Gallagher, Managing Director, Head of Australia, AIMA
- Nikki Bentley, Oceania FSO Law Leader and Partner, Financial Services, EY
- Nadine Frketic, Associate Partner, Financial Services, EY