APAC Webinar: Wholesale AFSL Obligations Refresher

Australia Other Markets Regulation Virtual event

AIMA APAC is pleased to invite you to a webinar on 26 February 2026.

Given ASIC’s intention to continue to engage more actively with wholesale managers, we have been requested to provide a refresher webinar on your AFSL obligations.
 
We will cover the key responsibilities and requirements for wholesale AFSL holders. We will also provide an update on the ASIC regulatory guide on managing conflicts of interest and proposed changes to the regulatory guide on advertising financial products and services
 
Additionally, we will be providing an update on recent regulatory changes that have a direct impact on wholesale managers including the upcoming AML changes and regulation around digital assets. 
 
This is a fantastic opportunity to enhance your knowledge and stay up-to-date with the ever-evolving financial services landscape. 

AIMA Host: Michael Gallagher, Managing Director, Head of Australia, AIMA

Speakers: 

  • Nikki Bentley, Oceania FSO Law Leader and EY Partner – Financial Services
  • Zoe Higgins, Special Counsel – EY Financial Services Law
  • Emma Speranza, Manager – EY Financial Services Law


This webinar is a must for all those with an Wholesale AFSL!