APAC Webinar: SFC FRR Update

Hong Kong Asia Pacific Other Markets Regulation Virtual event

AIMA invites you to join our webinar on 15 August 2024.

We will share the updates from the latest circular from the Securities and Futures Commission (SFC) on licensed corporations (LCs) in relation to the Securities and Futures (Financial Resources) Rules (FRR), covering the following topics:

  • Governance and Internal Control Standards
  • Sharing of common deficiencies

Speakers:

  • Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA
  • Kevin Yung, Director, Hedge Fund Compliance Advisory, Optima Partners 
  • Keith Chau, Partner, PwC Hong Kong
  • Stuart Somer, Director, S2 Compliance Ltd
Final APAC Webinar SFC FRR Update (2).pdf