AIMA APAC invites you to join our FMB webinar on 21 July 2022.   

As the financial sector becomes more diverse and new financial crimes emerge, regulators will need to keep up with their enforcement tools and focus.  

For this webinar, the Baker McKenzie Wong & Leow team will  be sharing recent key enforcement actions and trends in the financial markets in Singapore and Hong Kong, including:

• Enforcement in the areas of AML/CFT, market misconduct and mis-selling
• Update on the enhanced prohibition order powers in the Financial Services and Markets Bill in Singapore in 2022
• Singapore and Hong Kong regulators’ approaches in rolling of bad apples in the financial sector and holding individuals accountable
• Regulators’ enforcement priorities in the future, including stepping up focus on fund management firms that fail to comply with business conduct requirements, and senior managers’ accountability

Speakers:

• Lee Kwang Teo, Head of Singapore, AIMA
• Stephanie Magnus, Principal, Baker McKenzie Wong & Leow
• Grace Fung, Partner, Baker McKenzie

Please note this session is open to fund managers only. If you meet this requirement and would like a copy of the slides and replay, please email here. 

Sponsored by: