AIMA Hong Kong Fund Manager Briefing Webinar: SFC Update - Common Deficiencies Identified in Routine Inspections
AIMA APAC invites you to join our FMB webinar on Thursday, 20 March 2025.
Facing an SFC inspection can be a daunting experience — but preparation is the key to success. Join us to learn the tools and knowledge to ensure you are always ready for an SFC inspection.
We will discuss:
- Latest SFC inspection trends: Stay ahead of evolving regulatory expectations.
- Preparation tips: Learn how to prepare your team and documentation.
- What to do when notified: Practical guidance on responding to an inspection notice.
- Common pitfalls: Strategies to handle challenges during the inspection.
Speakers:
- Michael Bugel, Managing Director, Co-head of APAC, AIMA
- Katrina Banh, Partner, Optima Partners
- Kevin Yung, Director, Hedge Fund Compliance Advisory, Optima Partners
This session is open to fund managers and allocators only. Should you meet the requirement and would like a copy of the slides or replay, please email us here.