AIMA Hong Kong Fund Manager Briefing Webinar: SFC Update - Common Deficiencies Identified in Routine Inspections

Hong Kong Virtual event Other Markets Regulation

AIMA APAC invites you to join our FMB webinar on Thursday, 20 March 2025.

Facing an SFC inspection can be a daunting experience — but preparation is the key to success. Join us to learn the tools and knowledge to ensure you are always ready for an SFC inspection.

We will discuss:

  • Latest SFC inspection trends: Stay ahead of evolving regulatory expectations.
  • Preparation tips: Learn how to prepare your team and documentation.
  • What to do when notified: Practical guidance on responding to an inspection notice.
  • Common pitfalls: Strategies to handle challenges during the inspection.

Speakers:

  • Michael Bugel, Managing Director, Co-head of APAC, AIMA
  • Katrina Banh, Partner, Optima Partners
  • Kevin Yung, Director, Hedge Fund Compliance Advisory, Optima Partners

This session is open to fund managers and allocators only. Should you meet the requirement and would like a copy of the slides or replay, please email us here