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Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include:

• OSC Summary Report highlights
• CFR sweep & Managing Conflicts
• TCR implementation working group highlights
• Potential impact of SEC proposals to Canadian registrants
• OSC investment funds and structured product summary highlights
• Upcoming regulatory priorities

Speakers:

• Joe Engelhard, Head of Private Credit and Asset Management Policy, Americas, AIMA
• Ronald Landry, Vice President, Head of Asset Manager and ETF Solutions, CIBC Mellon
• Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
• Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)
• Bruno Vilone, Acting Director of Investment Products Oversight, Autorité des marchés financiers (Québec) (AMF)

Moderators:

• Sarah Gardiner, Partner, Securities & Capital Markets, Borden Ladner Gervais LLP (BLG)
• Norbert Knutel, Partner, Blake, Cassels & Graydon LLP
• Darin Renton, Partner, Stikeman Elliott LLP