AIMA Canada Regulatory Forum

Canada Regulatory Deep Dive Regulatory resource Events

To watch a replay of this webinar, please click here

 

Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include:

  • OSC Summary Report highlights
  • CFR sweep & Managing Conflicts
  • TCR implementation working group highlights
  • Potential impact of SEC proposals to Canadian registrants
  • OSC investment funds and structured product summary highlights
  • Upcoming regulatory priorities

Speakers:

  • Joe Engelhard, Head of Private Credit and Asset Management Policy, Americas, AIMA
  • Ronald Landry, Vice President, Head of Asset Manager and ETF Solutions, CIBC Mellon
  • Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
  • Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)
  • Bruno Vilone, Acting Director of Investment Products Oversight, Autorité des marchés financiers (Québec) (AMF)

Moderators:

  • Sarah Gardiner, Partner, Securities & Capital Markets, Borden Ladner Gervais LLP (BLG)
  • Norbert Knutel, Partner, Blake, Cassels & Graydon LLP
  • Darin Renton, Partner, Stikeman Elliott LLP