AIMA Canada Regulatory Forum


To watch a replay of this webinar, please click here


Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include:

  • OSC Summary Report highlights 
  • CFR sweep & Managing Conflicts 
  • Bill 96 impact
  • T+1 implementation
  • TCR implementation working group highlights
  • Potential impact of SEC proposals to Canadian registrants
  • Exemptive relief highlights 
  • OSC investment funds and structured product summary highlights
  • Digital Asset regulation 
  • Upcoming regulatory priorities


  • Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
  • Bruno ViloneActing Director of Investment Products OversightAutorité des marchés financiers (Québec) (AMF)
  • Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)


  • Norbert Knutel, Partner, Blake, Cassels & Graydon LLP
  • Darin Renton, Partner, Stikeman Elliott LLP
  • Kevin Cohen, Founder, AUM Law