AIMA Canada Regulatory Forum
Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.
Topics include:
- OSC Summary Report highlights
- CFR sweep & Managing Conflicts
- Bill 96 impact
- T+1 implementation
- TCR implementation working group highlights
- Potential impact of SEC proposals to Canadian registrants
- Exemptive relief highlights
- OSC investment funds and structured product summary highlights
- Digital Asset regulation
- Upcoming regulatory priorities
Speakers:
- Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
- Bruno Vilone, Acting Director of Investment Products Oversight, Autorité des marchés financiers (Québec) (AMF)
- Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)
Moderators:
- Norbert Knutel, Partner, Blake, Cassels & Graydon LLP
- Darin Renton, Partner, Stikeman Elliott LLP
- Kevin Cohen, Founder, AUM Law