AIMA Canada Regulatory Forum

Canada Virtual event Regulatory resource

To watch a replay of this webinar, please click here

 

Please join us for the annual AIMA Canada’s Virtual Annual Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include:

  • ESG fund disclosure & Canadian alignment to global sustainable finance “standards” 
  • CFR sweep & managing conflicts 
  • OSC Annual report highlights 
  • Exemptive relief highlights 
  • Digital Asset regulation 
  • Upcoming regulatory priorities

Speakers:

  • Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
  • Bruno Vilone, Senior Policy Analyst, Investment Funds Oversight (ad interim), Autorité des marchés financiers (Québec) (AMF)
  • Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)
  • Olivier Girardeau, Senior Advisor on Sustainable Finance, Securities Markets, Autorité des marchés financiers (Québec) (AMF)

Moderators:

  • Norbert Knutel, Partner, Blake, Cassels & Graydon LLP
  • Darin Renton, Partner, Stikeman Elliott LLP