AIMA APAC invites you to join our FMB webinar on Thursday, 26 February 2026.

Following the appointment of Paul Atkins as Chairman in April 2025, the U.S. Securities and Exchange Commission has adopted a revised approach to rulemaking and regulatory oversight, which has informed the amendment, cancellation and deferral of numerous rules enacted under prior Chairman Gensler. In addition, the Outbound Investment Rules restricting or requiring notification for U.S. Persons’ investment in specified sectors namely technology in China and other countries of concern commenced last year. The presentation will consider managers’ strategies for addressing these rules.

Please join us to discuss the following:

• Reporting Regime for Short Sales and Securities Lending
• AML requirements for ERAs and RIAs
• CFTC No Action Letter and CPOs
• Risk Alert relating to inspection criteria and examination priorities
• U.S. Outbound Investment Rules

AIMA Host: Kathy Kwan, Head of APAC Events, AIMA

Speakers:

• Stuart Somer, Director, S2 Compliance Limited

• Jovi Gan, Co-Founder & Advisor, Godwin Austen Advisor

• Huberta Chow, Partner, K&L Gates

This session is opened to managers and allocators only. For replay and slides, email us here.

Sponsored by: