AIMA APAC invites you to join our FMB webinar on Thursday, 19 June 2025.

We are pleased to invite you to a session focused on Regulatory Audits performed by the Securities and Futures Commission in Hong Kong on licensed corporations.

We will identify the key areas as well as a few techniques to prepare for and complete an audit or review.

Please expect the following :

• Overview of key areas of investigation
• The audit and review process, from the initial interview, to testing, to the final closing
• Typical area of focus, such as sufficiency of internal controls
• Techniques for addressing questions and facilitating the audit or review

AIMA Host:

• Kathy Kwan, Head of APAC Events, AIMA

Speakers:

• Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA
• Julian Lim, Managing Director, Alpha Calibration

This session is open to fund managers and allocators only. Should you meet the requirement and would like to register, please email us here.