AIMA Fund Manager Briefing: Managing Inside Information and Market Manipulation Risks
Join AIMA and Schulte Roth & Zabel for a breakfast update on common inside information and market manipulation risks in an investment management context.
The session will cover best practices for controls and procedures to mitigate these risks, including controls over inside information, managing risks of market abuse in the context of primary research activities and communications with other market participants outside the firm.
Speaker:
- Anna Maleva-Otto, Partner, Schulte Roth & Zabel
Click here to view the slides from the briefing.
Sponsored by:
