​PreForum Roundtable Series: Navigating U.S. Regulation: SEC Insights

Hong Kong In-person Other Markets Regulation

Join AIMA for an exclusive roundtable as part of our Pre-Forum Roundtable Series, leading up to the AIMA APAC Annual Forum 2024. This session will provide a critical update on the latest regulatory developments in the United States from the U.S. Securities and Exchange Commission (SEC). 

What's On The Agenda?

This intimate and focused roundtable will cover essential updates on:

  • Key regulatory changes impacting U.S. markets
  • The SEC’s strategic priorities for 2024/2025
  • Compliance insights and enforcement trends

AIMA Host:

  • Jiri Krol, Deputy CEO and Global Head of Government Affairs, AIMA 

Lead Speaker:

  • Aaron Weiss, Managing Director & Head of Asia Pacific, Financial Services Compliance and Regulation, Kroll

Speakers:

  • Mr. Mark Uyeda, Commissioner, U.S. Securities and Exchange Commission (SEC)
  • Jeffrey LeMaster, Partner, Clifford Chance U.S

Have Your Say: We're inviting members to shape the discussion. Share the topics you'd like our subject matter experts to address. Your feedback will be anonymously conveyed to them. Email here.

Please note that there may be limits on attendees per firm. This session is open to fund managers and allocators only. If you meet thie requirement, you can email here to gain the invitation code.