Ep. 71 The Long-Short | What’s coming next from the US SEC?

Published: 06 November 2023

The Long-Short is a podcast by the Alternative Investment Management Association, focusing on the very latest insights on the alternative investment industry.

Each episode will examine topical areas of interest from across the alternative investment universe with news, views and analysis delivered by AIMA’s global team, as well as a host of industry experts.

Several major open files on the SEC’s regulatory proposal agenda are expected to see updates in the coming weeks. The Long-Short welcomes back AIMA’s Daniel Austin, Director of US Policy and Regulation in Washington D.C., who gives a timely update on the SEC’s Dealer Rule proposal and Treasury Clearing proposal, while also providing the latest on AIMA’s legal challenge to the Private Fund Adviser Rule.

Expect to learn why these issues are a top priority for AIMA’s advocacy team and membership, along with the key dates for your diary in Q4 and beyond.

Please note, these issues remain highly fluid and we plan to release an update to this episode later in November, to address expected updates to these files in the coming weeks.

Listen to this episode and subscribe on Spotify

Listen to this episode and subscribe on Apple Podcasts

Listen to this episode and subscribe on Google Podcasts

Listen to this episode and subscribe on Amazon Music

This podcast is the sole property of the Alternative Investment Management Association (AIMA). This audio production and content are intended as indicative guidance only and are not to be taken or treated as a substitute for specific advice, whether legal advice or otherwise. AIMA permits use or sharing of the content in media or as an educational resource, provided always that proper attribution is made. The rights in the content and production, including copyright and database rights, belong to AIMA.