Sound Practices

 

Our guides to sound practices comprise the widest body of sound practice output and guidance on the alternative investment fund industry. Each Guide relates to a specific area and is used by particular individuals or teams to assist them in implementing sound policies and processes in their firms. Today, there are guides  to sound practices for the following –


  • Selecting and Assessing Fund Administrators - of interest to COOs, CCOs, product developers and risk managers
  • Managed Accounts - of interest to business development staff and legal and compliance staff
  • Paying for External Research - of interest to COOs, legal and compliance staff and portfolio management staff
  • Cyber Security - of interest to CTOs/CISOs or other heads of technology, COOs and general counsels or other legal staff
  • Investor Relations - of interest to investor relations professionals and legal and compliance staff
  • Operational Risk Management - of interest to COOs, legal and compliance staff and risk management staff
  • Liquid Alternatives Funds - of interest to business development staff and legal and compliance staff
  • Side Letters - of interest to general counsels / legal staff, COOs, CCOs and fund governing bodies
  • Media Relations - of interest to corporate communications teams, investor relations professionals and legal and compliance staff
  • Fund Directors - of interest to CEOs and existing and prospective fund directors
  • Selecting a Prime Broker - of interest to CEOs, COOs, CCOs, product developers and risk managers
  • Selecting an OTC Derivatives Clearing Broker - of interest to CEOs, COOs, CCOs, product developers and risk managers
  • Hedge Fund Valuation - of interest to CFOs, COOs and investor relations professionals
  • Business Continuity Management - of interest to CEOs, COOs, legal and compliance staff and risk managers

Meet the team 

Jennifer Wood

Managing Director, Global Head of Asset Management Regulation & Sound Practices