Postponed - November Fund Manager Briefing: Top Regulatory and Enforcement Trends in Hong Kong

AIMA invites you to join our breakfast briefing on Tuesday, 19 November 2019.

In this session, Michael Wong and Maria Sit from Dechert will provide a high-level overview of the top regulatory and enforcement trends that could have the greatest impact on the Hong Kong asset management industry.

In particular, they will discuss key issues relating to the recent SFC audit inquiries including fund management structures and licensing issues, relationship between fund investors and fund managers, suitability obligations of fund managers, and regulatory investigations arising out of these enhanced audit areas. They will also share their insights into a few new technologies and potential developments to watch out for in the near future.

        

Speakers:

Michael Wong, Partner, Financial Services, Dechert

Maria Sit, Partner, Asia Head and Global Co-Leader of White Collar, Compliance and Investigations, Dechert 

If you have any questions for the speaker, please email apactraining@aima.org

 

Registration has now been closed, please contact Kathy for inquiries that you may have. 

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