IIROC endorses Electronic Signatures & what this means for retail business.

Canada

The subscription document is effectively the point of sale for alternative investment managers, and historically, a recognized pain point across the industry. With new regulation opening up to the doors to new technology, most firms are actively investing in digitizing on-boarding in order not to be left behind.   

During this webinar, we will talk about current regulations, how different players interact with a digital system, how compliance benefits, and where we see the future of digital on-boarding.

Speakers:

  • Fraser McEwen, Partner, Slate Securities
  • Lazar Radenovic, Head of Technology Obsidian
  • Conner Sura, Director of Business Development, Lawrence Park Asset Management 

Recording of the webinar, Click Here

Slide Deck

AIMA - Digitizing Subscription & KYC Docs - Webinar.pdf