August Fund Manager Briefing Session
AIMA invites you to join our breakfast briefing on Tuesday, 27 Aug 2019.
The U.S. Securities and Exchange Commission and National Futures Association have each increased their supervision of alternative asset managers throughout APAC, with recent inspections over the past year increasing in Hong Kong and Singapore.
In this session, Duff & Phelps will discuss the types of managers that may have an inspection in the coming months, what to expect if you receive an inspection notice and how to manage your risk in advance of a possible US regulatory focused inspection.
Aaron Weiss, Director, Duff & Phelps
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