AIMA Australia Manager Only Seminar: U.S. Capital Raising – What It Means To Be Registered?
AIMA is pleased to invite you to our upcoming forum to be held from 12.15pm on Tuesday May 7th at Deutsche Bank’s Sydney office. Please note that this session is a manager only session.
This session will explore:
-
US regulatory registration requirements for Australian based managers
-
Marketing into the US
-
Key regulatory focus of US regulators at present, including in examinations of Asia based managers
-
Key ODD dos and donts for US institutional investors
-
Quick update on SFC / MAS focus areas and themes
Speakers
Nick Inman - Managing Director, Compliance and Regulatory Consulting, Duff & Phelps, Hong Kong.
Aaron Weiss - Director, Compliance Consulting, Duff & Phelps, New York, USA.
Please register by 5PM on Friday, 3 May 2019.
Sponsored by:
