The FCA's expectations of firms for the Internal Capital Adequacy and Risk Assessment (ICARA) process

If you would like to register for this session, please email [email protected]

The FCA will be giving a presentation on its expectations in relation to the Internal Capital Adequacy and Risk Assessment (ICARA) process and its expectations as to the practices firms should adopt in their assessment of adequate financial resources.

Please note that the focus of the event will be on the practical application of the Investment Firms Prudential Regime (IFPR) and the FCA’s expectations of the ICARA process, rather than specific policy elements of the IFPR or sections of the FCA Handbook.

There will be an opportunity to ask questions at the end of the session. 

Speakers:

  • Simon Peters, Prudential Risk Manager, FCA
  • Ana Lizarazo, Cabrales, Lead Prudential Risk Specialist, FCA
  • Michael Lusterio, Senior Prudential Risk Specialist, FCA

Please note, this session will not be recorded. 

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